Active Compliance

What does the Active Compliance module Do?

The Filestore Active Compliance Module brings potential compliance infringements to your Officers attention potentially far faster then would normally be possible. This can then help you limit damage at the earliest possible time.

How does the Active Compliance work?

All documents which are created and then stored in Filestore are fully text searched for specific keywords/phrases which can be defined by the user. A specific set of search and trigger criteria can then be defined based on user, date ranges and subject/keywords. Once these pre-defined 'triggers' have been activated then a lock is put on the content and a Compliance Officer is automatically emailed with details of the potential infringement.

The infringement can the be checked in more detail and associated information checked as well as necessary.

The system can check emails, MS Office, PDF's and even scanned paper documents and faxes thereby covering virtually all regular forms of business communication today.

Having a single compliance and discovery solution for all documents whether they are electronic, paper, fax or email makes configuration and rule changes far easier and total cost of ownership far less than multiple 'point' solutions.

System requirements:

Filestore's active compliance module requires the following:

  • Filestore EDM server and clients
  • Filestore FTS module
  • Filestore BS BIP0008 compliance module
  • MS SQL server (2000+) or MSDE database

Benefits:

  • Reduced legal costs
  • Reduced compliance risks
  • Proactive response to compliance
  • Improved corporate governance

Business solutions

Business Process Management Document Management HR Solutions Business Compliance Fax Business Outsource  business scanning software Document Scanning

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Volume processing

"DCS have so far processed over 1 million customer case file documents for us."

Value exceeds cost

"The cost of implementing this has been minimal compared to the value it provides."

Document captureKofax Capture
Capture the usable data from bills of landing, proof of delivery, goods received notes, invoices or credit notes for immediate access on your systems.

Filestore EDMFileStore EDM
Centrally store all documents - BOL, POD, GRN, sales, purchasing or vehicle documents and retrieve them in seconds with secure, browser-based access from any location.

FileStore BPMFileStore BPM
Automate back office operations like HR, accounts payable and order tracking processes by simply defining the workflow in a visio based tool and monitoring progress through dashboards.

 document managementDocument management
Centrally manage all sales, purchasing documents, proof of delivery and shipment orders with secure shared access for regional or international offices.

invoice managementInvoice management
Manage large volume of invoices and payments online by matching or reconciliation of invoice information with purchase orders, good received or proof of delivery notes. 

sales processingSales order processing
Speed up your order processing function, track orders more effectively and deliver more responsive customer service.

business automationBusiness Process Automation
Automate routing of enquiries, sales order and other documents through monitored workflows with easy integration into ERP, CRM and line of business systems.

case managementCase management
Securely record all transactions and communications with each client, partner or customer in quickly accessed case files allowing you to resolve day-to-day issues with minimum delay.

complianceGovernance, risk management and compliance
Storing paper POD’s and invoices for 6 years to meet legal and compliance regulations could cost you a lot in storage space and manual effort required in retrieving information.

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Find out more about DCS solutions and services

For more information about DCS and our information management solutions and services please call us on 01753 616720 or complete our contact form for a fast, tailored response.

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Data Capture Solutions LTD, 345 Edinburgh Avenue, Slough, Berkshire, SL1 4TU. UK
Tel: 01753 616720 | Fax: 01753 616721
Company Registration No: 03186665. VAT 62757610